Details

At KEVAL NAGDA & CO, we offer comprehensive IT controls testing to ensure the security, reliability, and compliance of financial and accounting systems. Our expertise covers IT General Controls (ITGC) and Financial Application Controls (FAC) to safeguard critical financial data, mitigate risks, and enhance regulatory compliance.

Our IT Controls Testing Services

1. IT General Controls (ITGC) Testing

• Access Controls – Reviewing user access management, role-based controls, and segregation of duties

• Change Management – Assessing system change approvals, testing, and deployment processes

• IT Operations & Backup – Evaluating data backup, recovery plans, and system monitoring

• System Security & Compliance – Ensuring adherence to IT security frameworks and financial regulations

2. Financial Application Controls (FAC) Testing

• Data Integrity & Accuracy – Verifying completeness and accuracy of financial transactions

• Automated Processing Controls – Assessing application workflows, validation rules, and error handling

• Interface & Integration Controls – Ensuring seamless data flow between financial systems

• Audit Trail & Logging – Reviewing system logs for tracking changes and unauthorized activities

3. Compliance & Risk Management

• Regulatory Compliance – Ensuring alignment with SOX, RBI guidelines, SEBI regulations, and industry standards

• Fraud Detection & Prevention – Identifying vulnerabilities in financial systems to mitigate fraud risks

• Internal Financial Controls (IFC) Implementation – Strengthening governance over IT-dependent processes

At KEVAL NAGDA & CO, we help businesses establish strong IT control frameworks to secure financial data, comply with regulations, and enhance operational efficiency. Our IT controls testing ensures that your financial systems are robust, compliant, and resilient against evolving cyber and financial threats.